LeX-Ray
Approval and Market Surveillance of Two or Three Wheel Vehicles and Quadricycles Text with EEA Relevance Regulation
Article 1: Subject matter
This Regulation does not apply to the approval of individual vehicles. However, Member States granting such individual approvals shall accept any type-approval of vehicles, systems, components and separate technical units granted under this Regulation instead of under the relevant national provisions.
Article 2: Scope
This Regulation also applies to enduro motorcycles (L3e-AxE (x = 1, 2 or 3)), trial motorcycles (L3e-AxT (x = 1, 2 or 3)) and heavy all terrain quads (L7e-B) as categorised in Article 4 and Annex I.
Article 3: Definitions
Article 4: Vehicle categories
Article 5: Mass in running order determination
Article 6: Obligations of Member States
The notification of the approval and market surveillance authorities shall include their name, address, including electronic address, and area of responsibility. The Commission shall publish on its website a list and details of the approval authorities.
Article 7: Obligations of approval authorities
Article 8: Market surveillance measures
Market surveillance authorities may require economic operators to make such documentation and information available as is deemed necessary for the purpose of carrying out their activities.
Where economic operators present certificates of conformity, market surveillance authorities shall take due account of such certificates.
Article 9: Obligations of manufacturers
Article 10: Obligations of manufacturers concerning their products that are not in conformity or that present a serious risk
The manufacturer shall immediately inform the approval authority which granted the approval, giving details, in particular, of the non-conformity and of any corrective measures taken.
Article 11: Obligations of manufacturer’s representatives concerning market surveillance
Article 12: Obligations of importers
Article 13: Obligations of importers concerning their products that are not in conformity or that present a serious risk
Article 14: Obligations of distributors
Article 15: Obligations of distributors concerning their products that are not in conformity or that present a serious risk
Article 16: Cases in which obligations of manufacturers apply to importers and distributors
Article 17: Identification of economic operators
Article 18: General substantive requirements
Article 19: Prohibition of defeat devices
Article 20: Measures for manufacturers regarding modifications to the powertrain of vehicles
Where the vehicle manufacturer designs the powertrain of a vehicle type in such a way as to allow for its modification so that a vehicle no longer conforms to the approved type, but would correspond to an additional variant or version, the vehicle manufacturer shall include the relevant information for each variant or version so created in the application and each variant or version shall be explicitly type-approved. If the modified vehicle falls into a new category or subcategory, application shall be made for a new type-approval.
Article 21: General requirements of on-board diagnostic systems
Article 22: Requirements for the functional safety of vehicles
Article 23: Requirements for environmental performance
It shall collate and evaluate the latest scientific data, scientific research findings, modelling and cost efficiency with a view to establishing definitive policy measures by confirmation and final establishment of the Euro 5 enforcement laid down in Annex IV and the Euro 5 environmental requirements laid down in Annexe V, in Annex VI (A2), (B2) and (C2) and in Annex VII concerning Euro 5 durability mileages and deterioration factors.
Article 24: Additional environmental requirements with regards to greenhouse gas emissions, fuel consumption and electric energy consumption and electric range
In addition to the indication on the certificate of conformity, the manufacturers shall ensure that the CO 2 emission, fuel consumption, electric energy consumption and electric range data are provided to the buyer of the vehicle at the time of purchase of a new vehicle, in a format which they consider appropriate. 2
Article 25: Procedures for EU type-approval
Only the single-step type-approval procedure is applicable for the type-approval of systems, components or separate technical units.
Multi-stage type-approval shall be granted in respect of a type of incomplete or completed vehicle which conforms to the particulars in the information folder provided for in Article 27 and which meets the technical requirements laid down in the relevant acts listed in Annex II, having regard to the state of completion of the vehicle.
The multi-stage approval referred to in the second subparagraph of paragraph 1 shall apply only to vehicles of sub-categories L2e -U, L4e, L5e-B, L6e-BU and L7e-CU.
Article 26: Application for type-approval
Article 27: Information folder
Article 28: Specific requirements for information to be provided in the application for type-approval under different procedures
In the case of the type-approval of a system, component or separate technical unit, pursuant to the applicable acts listed in Annex II, the approval authority shall have access to the related information folder until such time as the approval is either issued or refused.
Article 29: General provisions
Article 30: Specific provisions concerning the EU type-approval certificate
Article 31: Specific provisions concerning systems, components or separate technical units
In such cases, the EU type-approval certificate shall specify any restriction on the use of the component or separate technical unit and shall indicate the special conditions for its mounting.
Where such a component or separate technical unit is fitted by the vehicle manufacturer, compliance with any applicable restrictions on use or conditions for mounting shall be verified at the time when the vehicle is approved.
Article 32: Tests required for EU type-approval
The test procedures referred to in the first subparagraph and the specific equipment and tools prescribed to perform those tests shall be those laid down in the relevant acts listed in Annex II.
The format of the test reports shall comply with the general requirements as laid down by the Commission by means of implementing acts. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 73(2). The first such implementing acts shall be adopted by 31 December 2014.
However, the manufacturer may select, in agreement with the approval authority, a vehicle, system, component or separate technical unit which, while not representative of the type to be approved, combines a number of the most unfavourable features with regard to the required level of performance. Virtual testing methods may be used to aid decision-making during the selection process.
Article 33: Conformity of production arrangements
Article 34: General provisions
That approval authority shall decide which of the procedures laid down in Article 35 is to be followed.
Where necessary, the approval authority may decide, after consulting the manufacturer, that a new EU type-approval is to be granted.
The procedures referred to in Article 35 shall apply only if, on the basis of those inspections or tests, the approval authority concludes that the requirements for EU type-approval continue to be fulfilled.
Article 35: Revisions and extensions of EU type-approvals
In such cases, the approval authority shall issue the revised pages of the information package as necessary, marking each revised page to show clearly the nature of the change and the date of re-issue. A consolidated, updated version of the information package, accompanied by a detailed description of the changes, shall be deemed to meet that requirement.
Article 36: Issue and notification of amendments
Article 37: Termination of validity
Within one month of receiving the notification referred to in the first subparagraph, the approval authority which granted the EU type-approval for the vehicle shall inform the approval authorities of the other Member States accordingly.
The approval authority that granted the EU type-approval shall without delay communicate all relevant information to the approval authorities of the other Member States so as to enable the application, where appropriate, of Article 44.
The communication referred to in the second subparagraph shall specify, in particular, the date of production and the vehicle identification number of the last vehicle produced.
Article 38: Certificate of conformity
Such a certificate shall be delivered free of charge to the buyer together with the vehicle. Its delivery may not be made dependent on an explicit request or the submission of additional information to the manufacturer.
For a period of 10 years after the production date of the vehicle the vehicle manufacturer shall, at the request of the vehicle owner, issue a duplicate of the certificate of conformity against a payment not exceeding the cost of issuing it. The word ‘duplicate’ shall be clearly visible on the face of any duplicate certificate.
Article 39: Statutory plate with the appropriate marking of vehicles and type-approval mark of components or separate technical units
Where no such type-approval mark is required, the manufacturer shall affix at least the trade name or trade mark of the manufacturer, the type number or an identification number.
Article 40: Exemptions for new technologies or new concepts
The provisional nature and the limited territorial validity shall be apparent from the heading of the type-approval certificate and the heading of the certificate of conformity. The Commission may adopt implementing acts in order to provide for harmonised templates for the type-approval certificate and the certificate of conformity for the purposes of this paragraph. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 73(2).
However, vehicles manufactured in conformity with the provisional approval before it ceases to be valid may be placed on the market, registered or entered into service in any Member State that accepted the provisional approval.
Article 41: Subsequent adaptation of delegated and implementing acts
Where the exemption under Article 40 relates to a UNECE regulation, the Commission shall propose an amendment to the relevant UNECE regulation in accordance with the procedure applicable under the Revised 1958 Agreement.
If the necessary steps to adapt the delegated or implementing acts have not been taken, the Commission may, at the request of the Member State which granted the approval, authorise, by means of a decision in the form of an implementing act adopted in accordance with the examination procedure referred to in Article 73(2), the Member State to extend the type-approval.
Article 42: National type-approval of small series
‘Alternative requirements’ means administrative provisions and technical requirements which aim to ensure a level of functional safety, environmental protection and occupational safety which is equivalent to the greatest extent practicable to the level provided for by one or more of the delegated acts listed in Annex II.
For the type of vehicles referred to in paragraph 1, Member States may waive one or more of the administrative provisions of this Regulation or of the implementing acts adopted pursuant to this Regulation.
A Member State shall only waive the provisions referred to in this paragraph if it has reasonable grounds for doing so.
Article 43: Making available on the market, registration or entry into service of vehicles
Where such vehicles are incomplete, making available on the market or entry into service of such vehicles is permitted, but the authorities responsible for vehicle registration of the Member States may refuse to allow the registration and use on the road of such vehicles.
Article 44: Making available on the market, registration or entry into service of end-of-series vehicles
The first subparagraph shall apply only to vehicles within the territory of the Union which were covered by a valid EU type-approval at the time of their production, but which had neither been made available on the market, registered nor entered into service before that EU type-approval lost its validity.
The national authority concerned shall decide, within three months of receiving the request, whether and in what number to permit the registration of those vehicles within their territory.
Article 45: Making available on the market or entry into service of components and separate technical units
Article 46: Procedure for dealing with vehicles, systems, components or separate technical units presenting a serious risk at national level
Where, in the course of that evaluation, the approval authority that granted the approval finds that the vehicle, system, component or separate technical unit does not comply with the requirements laid down in this Regulation, it shall without delay require the relevant economic operator to take all appropriate corrective action to bring the vehicle, system, component or separate technical unit into compliance with those requirements, to withdraw the vehicle, system, component or separate technical unit from the market, or to recall it within a reasonable period, commensurate with the nature of the risk.
Article 21 of Regulation 2008/765 shall apply to the measures referred to in the second subparagraph of this paragraph.
The information provided shall include all available details, in particular the data necessary for the identification of the non-compliant vehicle, system, component or separate technical unit, its origin, the nature of the non-conformity alleged and the risk involved, the nature and duration of the national measures taken, and the arguments put forward by the relevant economic operator. In particular, the approval authorities shall indicate whether the non-conformity is due to either of the following:
Article 47: Union safeguard procedure
The Commission shall communicate its decision to all Member States and to the relevant economic operator or operators.
Article 48: Compliant vehicles, systems, components or separate technical units that present a serious risk
Article 49: Vehicles, systems, components or separate technical units not in conformity with the approved type
The approval authorities shall inform each other within one month of any withdrawal of EU type-approval and of the reasons therefor.
Article 50: Placing on the market and entry into service of parts or equipment that may pose a serious risk to the correct functioning of essential systems
Paragraph 1 shall not apply to parts or equipment exclusively produced for racing vehicles not intended for use on public roads. If parts or equipment included in a list established by an implementing act referred to in paragraph 2 have a dual use for racing and on the road, these parts or equipment may not be made available to the general public for use in on-road vehicles unless they comply with the requirements of this Article. Where appropriate, the Commission shall adopt provisions for identifying the parts or equipment referred to in this paragraph.
These requirements may be based on the acts listed in Annex II or may consist of a comparison of the parts or equipment with the environmental or safety performance of the original vehicle, or of any of its parts, as appropriate. In either case the requirements shall ensure that the parts or equipment do not impair the functioning of those systems that are essential for the safety of the vehicle or its environmental performance.
Article 51: Parts or equipment that may pose a serious risk to the correct functioning of essential systems — related requirements
If so requested by the competent authority of another Member State, the approval authority which has given the authorisation shall, within one month of receiving that request, send to the former a copy of the requested authorisation certificate together with the attachments by means of a common secure electronic exchange system. The copy may also take the form of a secure electronic file.
When the approval authority is satisfied, taking account of the test report and other evidence, that the parts or equipment in question comply with the requirements referred to in Article 50(4), it shall authorise the parts or equipment to be placed on the market and to be entered into service subject to the second subparagraph of paragraph 4 of this Article.
The approval authority shall issue a certificate to the manufacturer without delay.
The manufacturer shall be responsible for ensuring that the parts or equipment are produced and continue to be produced under the conditions under which the authorisation was issued.
Where the approval authority finds that the conditions for issuing the authorisation are no longer fulfilled, it shall request the manufacturer to take the necessary measures to ensure that the parts or equipment are brought back into conformity. If necessary, it shall withdraw the authorisation.
Article 52: Recall of vehicles, systems, components or separate technical units
The approval authorities shall ensure that the remedies are effectively implemented in their respective Member States.
The approval authority that granted the EU type-approval shall then inform the manufacturer. If the manufacturer does not propose and implement effective corrective measures, the approval authority which granted the EU type-approval shall take all protective measures required, including the withdrawal of the EU type-approval. In the case of withdrawal of the EU type-approval, the approval authority shall within one month of such withdrawal notify the manufacturer, the approval authorities of the other Member States and the Commission by registered letter or equivalent electronic means.
Article 53: Notification of decisions and remedies available
Article 54: UNECE regulations required for EU type-approval
That delegated act shall specify the dates of compulsory application of the UNECE regulation or amendments thereto and shall include transitional provisions where appropriate.
The Commission shall adopt separate delegated acts indicating the mandatory application of UNECE regulations.
Article 55: Information intended for users
Article 56: Information intended for manufacturers of components or separate technical units
The vehicle manufacturer may impose a binding agreement on the manufacturers of components or separate technical units to protect the confidentiality of any information which is not in the public domain, including information related to intellectual property rights.
Where a delegated act adopted pursuant to this Regulation so provides, the manufacturer of components or separate technical units shall provide, together with the components or separate technical units produced, instructions regarding restrictions on use or special mounting conditions or both.
Article 57: Manufacturers’ obligations
Manufacturers shall also make training material available to independent operators and authorised dealers and repairers.
In the event that such information is not available, or does not conform to this Regulation and the delegated and implementing acts adopted pursuant to this Regulation, when applying for EU type-approval, the manufacturer shall provide it within six months from the date of type-approval.
The Commission may adopt implementing acts in order to lay down a template of a certificate on access to vehicle OBD and vehicle repair and maintenance information providing such proof of compliance to the approval authority. Those implementing acts shall be adopted in accordance with the examination procedure referred to in Article 73(2).
Article 58: Obligations with regard to several type-approval holders
Article 59: Fees for access to vehicle repair and maintenance information
Article 60: Forum on Access to Vehicle Information
On the basis of evidence of deliberate or unintentional misuse of vehicle OBD and vehicle repair and maintenance information, the Forum referred to in the first paragraph shall advise the Commission on measures to prevent such misuse of information.
Article 61: Requirements relating to technical services
A body belonging to a business association or professional federation representing undertakings involved in the design, manufacturing, provision, assembly, use or maintenance of vehicles, systems, components or separate technical units which it assesses, tests or inspects may, on condition that its independence and the absence of any conflict of interest are demonstrated, be considered as fulfilling the requirements of the first subparagraph.
A technical service shall ensure that the activities of its subsidiaries or subcontractors do not affect the confidentiality, objectivity or impartiality of the categories of activities for which it has been designated.
Article 62: Subsidiaries of and subcontracting by technical services
Article 63: Designation of technical services
Article 64: Accredited in-house technical services of the manufacturer
Article 65: Procedures for performance standards and assessment of technical services
Article 66: Assessment of the skills of technical services
The approval authority that intends to be designated as a technical service in accordance with Article 63(2) shall document compliance through an assessment conducted by auditors independent of the activity being assessed. Such auditors may be from the same organisation provided that they are managed separately from personnel undertaking the assessed activity.
Article 67: Procedures for notification
Article 68: Changes to designations
Article 69: Challenge to the competence of technical services
Article 70: Operational obligations of technical services
Technical services shall supervise or shall themselves carry out the tests required for approval or inspections as set out in this Regulation or in one of the acts listed in Annex II, except where alternative procedures are permitted. The technical services shall not conduct tests, assessments or inspections for which they have not been duly designated by their approval authority.
Article 71: Information obligations of technical services
Article 72: Implementing acts
Article 73: Committee procedure
Where the committee delivers no opinion, the Commission shall not adopt the draft implementing act and the third subparagraph of Article 5(4) of Regulation 2011/182 shall apply.
Article 74: Amendment of the Annexes
Article 75: Exercise of the delegation
Article 76: Penalties
Article 77: Transitional provisions
In such a case, national authorities shall not prohibit, restrict or impede the registration, placing on the market or entry into service of vehicles complying with the approved type.
Article 78: Report
Article 79: Review on advanced braking systems
Article 80: Review on individual vehicles approvals
Article 81: Repeal
Article 82: Entry into force and application
From 22 March 2013, national authorities shall not refuse to grant EU type-approval or national type-approval for a new type of vehicle, or prohibit registration, placing on the market or entry into service of a new vehicle where the vehicle concerned complies with this Regulation and the delegated and implementing acts adopted pursuant to this Regulation, if a manufacturer so requests.
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Vehicle classification Vehicle classification
Exhaustive list of requirements for the purposes of EU vehicle type-approval ( 3 ) Exhaustive list of requirements for the purposes of EU vehicle type-approval 3
Limits for small series Limits for small series
Timetable for the application of this Regulation in respect of type-approval Timetable for the application of this Regulation in respect of type-approval
(A) Environmental tests and requirements
L-category vehicles may be type-approved only if they comply with the following environmental requirements:
Pollutant emission limit values, OBD thresholds and sound-level limit values for type-approval and conformity of production
(A) Tailpipe emission limits after cold start
(A1) Euro 4
(A2) Euro 5
(B1) Euro 4, OBD stage I
(B2) Euro 5, OBD stage I and OBD stage II ( 4 ) 4
(C1) Euro 4
(C2) Euro 5
Durability of pollution control devices Durability of pollution control devices
(A) Durability mileage of L-category vehicles
Enhanced functional safety requirements Enhanced functional safety requirements
Correlation table Correlation table
(referred to in Article 81) (referred to in Article 81)
Footnote p0: This Regulation shall be binding in its entirety and directly applicable in all Member States.
Done at Strasbourg, 15 January 2013.